Class leading exception management and breaks control for derivatives
Reconciliation is an essential control function within your Futures & Options back office. If your team doesn’t have the right tools, they are hampered and spend too much time addressing exceptions and compliance reporting. This leads to inefficient working with duplicated effort, manual intervention and additional cost.
Our specialised exception handling software applies the power of the cloud to reducing workload, enabling your team to concentrate on the value add aspects of their work.
Warning signs: Compliance alerts
Problems can occur when your compliance team start raising alerts on the exception management process or regulatory reporting timeliness. Or perhaps your client service team’s workload starts to increase noticeably. With fast, accurate and traceable reporting and auditing, our proven platform satisfies even the toughest compliance officer!
Your goal: A Trusted Single Source
Having a single source of static data such as instruments has long been the goal of many financial institutions. Without this, having the tools to prevent missing data bringing entire processes to a premature end is vital.
Our software takes missing data in its stride and allows your business workflows to continue unimpeded, whilst auditing any breaks and driving out additional exceptions. Our dynamic master data model allows any source to have any code for any item ‘on the fly’, with no need for any data pre-handling.
Reliance on key personnel
If your exception handling, reconciliations and compliance reporting relies on key individuals, the cost of inefficiency can be huge. Our software, designed by practising finance professionals, enables the adoption of standardised, audited workflow processes in which effort can be directed at resolving breaks, finding missing trades and correcting misallocations.
Our specialist ETD reconciliations solution contains all the hard won experience you need for listed derivatives recs
Available quickly via the cloud, we already handle 90% of ETD data feeds from clearing houses and your counterparties
Purpose-built software with scope for ‘last mile’ customisation means our clients can focus on their own unique requirements
Our flexible commercial model is designed to scale up and down, working for banks, brokerages and trading houses of any size